Project
Managed the AXA Investment Managers Sarbanes-Oxley (SOX) IT workstream. Using a COBIT framework, ensured that all the IT General Control and End User Computing process control gaps were closed prior to audit by PWC. This involved agreeing the control framework with Axa process owners, followed by the identification of control gaps and the development of remediation strategies. Monitored and supported the business in the delivery of the changes necessary to close these gaps prior to certification.
'With
diplomacy, determination, good
humour and a great many Eurostar
miles, Carl steered this global
investment house towards SOX IT
compliance and a positive SAS-70
outcome.'
Sheila
James,
Global Head of IT Shared
Services,
AXA Investment Managers
